Glenn Craig Pollack
Professional Summary
Glenn Craig Pollack, who also goes by Glenn C Pollack, is a registered financial advisor currently at CANDLEWOOD SECURITIES, LLC located in Delray Beach, Florida. Glenn is registered as a RR (Registered Representative) and started their career in finance in 1999. Glenn has worked at 2 firms and has passed the Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Glenn C Pollack
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Years of Experience
27 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Current Firm
CANDLEWOOD SECURITIES, LLC
Contact Information
Main Address
600 Superior Ave. E, Suite 1800, Cleveland, OH 44114Mailing Address
600 Superior Ave. E, Suite 1800, Cleveland, OH 44114Phone Number
(216) 472-6660Established
Ohio since 09/09/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
State Registrations and Notice Filings
(9/2/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Glenn Craig Pollack's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC


