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Glenn Craig Pollack

CANDLEWOOD SECURITIES
Delray Beach, FL
·CRD# 3155575·27 years experience

Professional Summary

Glenn Craig Pollack, who also goes by Glenn C Pollack, is a registered financial advisor currently at CANDLEWOOD SECURITIES, LLC located in Delray Beach, Florida. Glenn is registered as a RR (Registered Representative) and started their career in finance in 1999. Glenn has worked at 2 firms and has passed the Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Glenn C Pollack

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

CANDLEWOOD SECURITIES, LLC·CRD# 126042
BD
220 Congress Park Drive, Suite 210, Delray Beach, FL 33445
August 25, 2003 - Present
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC·CRD# 29540
BD
Cleveland, OH
June 3, 1999 - October 11, 2002

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Current Firm

CS
CANDLEWOOD SECURITIES, LLC

CANDLEWOOD SECURITIES, LLC

CRD#: 126042 / SEC#: 8-65845
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

600 Superior Ave. E, Suite 1800, Cleveland, OH 44114

Mailing Address

600 Superior Ave. E, Suite 1800, Cleveland, OH 44114

Phone Number

(216) 472-6660

Established

Ohio since 09/09/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (9 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CANDLEWOOD HOLDINGS LLCLLC OWNER—
DIJOHN, ANTHONY JOHNFINOP6370306
HOFFMAN, MATTHEW THOMASCHIEF COMPLIANCE OFFICER1144872
LATKOVIC, STEPHEN JOSEPHCEO5554842
POLLACK, GLENN CRAIGMANAGING MEMBER / DIRECTOR3155575

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(9/2/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2003About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Glenn Craig Pollack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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