Steven L. Talsness
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Loren Talsness, who also goes by Steve Talsness, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1979. Steven had worked at 8 firms and has passed the Series 63, SIE, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2004 - December 31, 2014
MERRIMAC CORPORATE SECURITIES, INC.
September 14, 1998 - November 5, 2004
ALLEN DOUGLAS SECURITIES, INC.
December 20, 1996 - May 19, 1998
D.H. HILL SECURITIES, LLLP
June 15, 1993 - December 16, 1996
AMERICAN CLASSIC SECURITIES, INC.
July 21, 1989 - June 20, 1991
ADDISON FINANCIAL SERVICES, INC.
December 16, 1988 - August 1, 1989
INVESTACORP, INC.
January 26, 1981 - December 23, 1988
CITIGROUP GLOBAL MARKETS INC.
November 26, 1979 - February 19, 1980
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/13/1981
Interest Rate Options ExaminationCurrent Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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