Robert J. Perriella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Perriella was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1979. Robert had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 15, Series 5 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2017 - January 18, 2019
180 WEALTH ADVISORS, LLC
October 23, 2009 - April 11, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - April 11, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 26, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 26, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 13, 2004 - December 2, 2008
AMERIPRISE ADVISOR SERVICES, INC.
November 24, 2003 - December 2, 2008
AMERIPRISE ADVISOR SERVICES, INC.
July 3, 2001 - November 26, 2003
EDWARD JONES
June 4, 1984 - June 11, 1991
A. G. EDWARDS & SONS, INC.
November 26, 1979 - June 1, 1984
FOSTER & MARSHALL INC.
Primary Firm SEC Registration
180 WEALTH ADVISORS, LLC
CRD#: 284921 / SEC#: 801-110219
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/7/1985
Foreign Currency Options ExaminationSeries 5
Date: 10/3/1983
Interest Rate Options ExaminationCurrent Firm
180 WEALTH ADVISORS, LLC
CRD#: 284921 / SEC#: 801-110219
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,139 |
| AUM (Assets Under Management) | $ 1,056,000,000 |
Red Flags
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