Matthew M. Stroup

NPA ASSET MANAGEMENT

Fair Lawn, NJ 07410

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CRD#: 873856

Professional summary

Matthew Miles Stroup SR, CFP®, who also goes by Matthew M Stroup, Matthew Miles Stroup, is a registered financial advisor currently at NPA ASSET MANAGEMENT, LLC located in Fair Lawn, New Jersey and NATIONWIDE PLANNING ASSOCIATES INC. located in Fair Lawn, New Jersey.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Matthew has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 52 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew M Stroup | Matthew Miles Stroup

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NON SECURITIES RELATED - 401 K RETIREMENT PARTNERS, LLC 32-16 BROADWAY, 2ND FLOOR, FAIR LAWN, NJ 07410. CEO OWNER 51% 10 HOURS PER MONTH, 1 HOUR DURING MARKET HOURS 2)INVESTMENT RELATED - PRESIDENT OF 401(K) RETIREMENT PARTNERS, LLC, PROVIDING 401K CONSULTING SERVICES TO COMPANIES ASSOCIATED WITH COLEMAN RESEARCH GROUP, 1-2 HOURS PER YEAR, COMPENSATION, $300 PER HOUR. START DATE 07/2017.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Miles Stroup SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

January 9, 2018 - Present

NPA ASSET MANAGEMENT, LLC

Office #1: 32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410

RIA

CRD#: 131534

Fair Lawn, NJ

Current

December 6, 2010 - Present

NATIONWIDE PLANNING ASSOCIATES INC.

Office #1: 32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410

CRD#: 31029

Fair Lawn, NJ

Past

January 11, 2011 - December 31, 2017

NPA ASSET MANAGEMENT, LLC

RIA

CRD#: 131534

PARAMUS, NJ

Past

January 7, 2003 - December 9, 2010

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

December 11, 2002 - December 7, 2010

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

PARSIPPANY, NJ

Past

June 5, 1999 - November 27, 2002

THE KEY GROUP INC.

CRD#: 42373

RAMSEY, NJ

Past

April 24, 1995 - June 1, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 13, 1992 - April 21, 1995

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 25, 1989 - January 31, 1992

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 7, 1988 - August 5, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

September 16, 1985 - January 1, 1988

J.P. MORGAN SECURITIES LLC

CRD#: 79

Past

November 27, 1981 - September 20, 1985

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

November 21, 1979 - November 15, 1981

J. B. HANAUER & CO.

CRD#: 6958

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NPA ASSET MANAGEMENT, LLC

CRD#: 131534 / SEC#: 801-66006

RIA

Registered Investment Advisory firm - (2/23/2006 Approved)

New Jersey

Registered Investment Advisory firm - (8/12/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/30/2025)

Colorado
(10/24/2013)

Connecticut
(12/6/2010)

Florida
(12/6/2010)

Georgia
(12/6/2010)

Michigan
(1/5/2011)

Nevada
(1/25/2017)

New Hampshire
(3/4/2019)

New Jersey
(1/7/2011)

IAR

New Jersey
(1/9/2018)

New York
(12/6/2010)

North Carolina
(10/16/2024)

Oklahoma
(11/17/2021)

Pennsylvania
(12/6/2010)

South Carolina
(9/19/2013)

Texas
(11/14/2018)

Vermont
(1/21/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/9/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/29/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/26/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/21/1981

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 11/17/1979

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/3/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NPA ASSET MANAGEMENT, LLC

CRD#: 131534 / SEC#: 801-66006

RIA

Registered Investment Advisory firm - (2/23/2006 Approved)

New Jersey

Registered Investment Advisory firm - (8/12/2011 Terminated)

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Contact information

Main Address

32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410

Mailing Address

Phone number

(201) 476-0029

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NPA ASSET BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,855
AUM (Assets Under Management)	$ 1,009,851,764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew M. Stroup

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Miles Stroup SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE PLANNING ASSOCIATES INC.

NPA ASSET MANAGEMENT, LLC

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

THE KEY GROUP INC.

PRUDENTIAL EQUITY GROUP, LLC

LEHMAN BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

DREXEL BURNHAM LAMBERT INCORPORATED

J.P. MORGAN SECURITIES LLC

KIDDER, PEABODY & CO. INCORPORATED

J. B. HANAUER & CO.

Primary Firm SEC Registration

NPA ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/9/1994

Series 63

Date: 4/29/1981

SIE

Date: 10/1/2018

Series 3

Date: 5/26/1983

Series 7

Date: 11/21/1981

Series 52

Date: 11/17/1979

Series 24

Date: 9/3/2004

FINRA

Current Firm

NPA ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NPA ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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