Henry C. Chaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Clay Chaney JR was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1979. Henry had worked at 10 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2013 - February 16, 2017
THE O.N. EQUITY SALES COMPANY
May 9, 2003 - September 6, 2013
NEW ENGLAND SECURITIES
June 3, 2002 - December 13, 2002
HIGH MARK SECURITIES, INC.
March 20, 2001 - May 28, 2002
BRECEK & YOUNG ADVISORS, INC.
December 21, 2000 - March 6, 2001
DONAHUE SECURITIES, INC.
December 6, 1993 - January 19, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 6, 1993 - January 19, 2001
OSAIC FA, INC.
November 15, 1989 - December 31, 1991
THE O.N. EQUITY SALES COMPANY
September 4, 1986 - December 31, 1989
NEW ENGLAND SECURITIES
November 1, 1985 - July 30, 1986
OLD SLIP CAPITAL MANAGEMENT, INC.
April 9, 1985 - August 5, 1985
AMERICAN FIDELITY SECURITIES, INC.
August 5, 1981 - January 14, 1985
THE VARIABLE ANNUITY MARKETING COMPANY
November 13, 1979 - November 15, 1981
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/4/1979
Registered Representative ExaminationCurrent Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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