Garry G. Madaline

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CRD#: 873414

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Garry Gerard Madaline, who also goes by Garry G Madaline, Garry Madaline, was a registered financial professional .

Garry is a previously registered financial professional and started their career in finance in 1979. Garry had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Garry G Madaline | Garry Madaline

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 20, 2020 - December 31, 2020

DELTA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 149596

Scottsdale, AZ

Past

September 12, 2013 - August 28, 2019

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

SCOTTSDALE, AZ

Past

October 22, 2012 - September 3, 2013

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

NORRISTOWN, PA

Past

February 24, 2012 - March 29, 2012

1792 SECURITIES, LLC

CRD#: 146048

GREENVILLE, SC

Past

February 23, 2011 - July 5, 2011

LYNX CAPITAL, LLC

CRD#: 137178

MORAGA, CA

Past

July 12, 2007 - October 5, 2012

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

WAYNE, PA

Past

September 24, 1992 - August 11, 1993

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

Past

May 6, 1983 - March 15, 1984

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

May 6, 1983 - March 15, 1984

EQUITABLE ADVISORS, LLC

CRD#: 6627

Past

October 20, 1980 - March 10, 1982

EQUITABLE ADVISORS, LLC

CRD#: 6627

Past

November 1, 1979 - January 25, 1982

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELTA INVESTMENT MANAGEMENT, LLC

CRD#: 149596 / SEC#: 801-114006

RIA

Registered Investment Advisory firm - (9/19/2018 Approved)

California

Registered Investment Advisory firm - (11/13/2018 Terminated)

Colorado

Registered Investment Advisory firm - (10/26/2018 Terminated)

Illinois

Registered Investment Advisory firm - (9/19/2018 Terminated)

Nevada

Registered Investment Advisory firm - (11/29/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/14/2018 Terminated)

Washington

Registered Investment Advisory firm - (10/21/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/23/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/22/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/17/1992

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 1

Date: 10/29/1979

Registered Representative Examination

Current Firm

DELTA INVESTMENT MANAGEMENT, LLC

CRD#: 149596 / SEC#: 801-114006

RIA

Registered Investment Advisory firm - (9/19/2018 Approved)

California

Registered Investment Advisory firm - (11/13/2018 Terminated)

Colorado

Registered Investment Advisory firm - (10/26/2018 Terminated)

Illinois

Registered Investment Advisory firm - (9/19/2018 Terminated)

Nevada

Registered Investment Advisory firm - (11/29/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/14/2018 Terminated)

Washington

Registered Investment Advisory firm - (10/21/2018 Terminated)

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Contact information

Main Address

708 Montgomery Street, San Francisco, CA 94111

Mailing Address

204 E. 2nd Avenue, #906, San Mateo, CA 94401

Phone number

(415) 249-6337

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (6/13/2025)

BROCHURE SUPPLEMENT - ANDREW HOUGHTON (6/13/2025)

BROCHURE SUPPLEMENT - NICHOLAS ATKESON (6/13/2025)

Regulatory assets under management

Total Number of Accounts	2,625
AUM (Assets Under Management)	$ 770,787,222

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Garry G. Madaline

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BROOKSTONE CAPITAL MANAGEMENT LLC

REDHAWK WEALTH ADVISORS, INC.

1792 SECURITIES, LLC

LYNX CAPITAL, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

Primary Firm SEC Registration

DELTA INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2007

Series 63

Date: 7/23/1992

Series 7

Date: 2/22/2011

Series 6

Date: 8/17/1992

Series 1

Date: 10/29/1979

Current Firm

DELTA INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DELTA INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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