Jeanne M. Eisele
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanne Marie Eisele, who also goes by Jeanne M Eisele, Jeanne M. M Eisele, Jeanne M Flanagan, Jeanne Marie Flanagan, Jeanne Marie Gross, was a registered financial professional .
Jeanne is a previously registered financial professional and started their career in finance in 1979. Jeanne had worked at 5 firms and has passed the Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2022 - January 7, 2026
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 7, 2022 - January 7, 2026
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 20, 2012 - October 18, 2022
UBS FINANCIAL SERVICES INC.
July 20, 2012 - October 18, 2022
UBS FINANCIAL SERVICES INC.
April 17, 1996 - July 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 1980 - July 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 5, 1979 - February 4, 1980
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/16/1981
Interest Rate Options ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
First Vice President–Wealth ManagementCRD#: 149018TRUST BUT VERIFY
Monitor Jeanne Eisele
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