Peter B. Voldness
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Brian Voldness was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1979. Peter had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2000 - April 28, 2017
EMERGENT FINANCIAL GROUP, INC.
January 10, 1994 - March 6, 2000
ROBERT W. BAIRD & CO. INCORPORATED
November 25, 1992 - January 12, 1994
MILLER JOHNSON STEICHEN KINNARD, INC.
November 4, 1988 - November 25, 1992
WESTONKA INVESTMENTS, INC.
February 8, 1988 - December 17, 1988
OBERWEIS SECURITIES, INC.
June 18, 1985 - February 10, 1988
COLLIERS SECURITIES LLC
April 13, 1983 - June 20, 1985
ENGLER-BUDD & COMPANY INC.
April 16, 1982 - April 8, 1983
PAGEL INC.
October 24, 1979 - April 12, 1982
ALSTEAD, DEMPSEY & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMERGENT FINANCIAL GROUP, INC.
CRD#: 37891 / SEC#: , 8-47997
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VTMW CAPITAL MANAGEMENT, LTD. | 100% DIRECT OWNER | |
| GOETSCH, MICHAEL RAY | PRESIDENT | 1807841 |
| JENKINS, CYNTHIA MADELYN | FINANCIAL AND OPERATIONS PRINCIPAL | 706510 |
| MCKELVEY, ROBERT KEVIN | CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD, CHIEF COMPLIANCE OFFICER | 328695 |
| VOLDNESS, PETER BRIAN | CHIEF EXECUTIVE OFFICER | 872727 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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