Michael Ray Goetsch
Professional Summary
Michael Ray Goetsch, who also goes by Mike Goetsch, is a registered financial advisor currently at OAKWOOD CAPITAL SECURITIES, INC. located in Minnetonka, Minnesota. Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Goetsch
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
GARDNER FINANCIAL SERVICES, INC. | OAKWOOD CAPITAL SECURITIES, INC.
Contact Information
Main Address
15701 S Tamiami Trail Suite 300, Fort Myers, FL 33908Mailing Address
15701 S Tamiami Trail Suite 300, Fort Myers, FL 33908Phone Number
(239) 350-0245Established
Florida since 05/01/2026Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Bond
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/30/2017)
(3/20/2017)
(1/29/2018)
(6/28/2017)
(5/9/2018)
(6/1/2017)
(5/31/2017)
(4/6/2017)
(3/20/2017)
(1/29/2018)
(6/30/2017)
(8/21/2017)
(6/30/2017)
(5/26/2017)
(10/4/2017)
(3/20/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1988About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Ray Goetsch's CRS (Customer Relationship Summary).
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