Bartholomew A. Decicco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bartholomew Alfred Decicco, who also goes by Bartholomew A Decicco, Bartholomew Decicco, was a registered financial professional .
Bartholomew is a previously registered financial professional and started their career in finance in 1979. Bartholomew had worked at 16 firms and has passed the Series 63, Series 7, Series 14, Series 24, Series 12 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2000 - March 21, 2001
PANTA MANAGEMENT, INCORPORATED
June 1, 1999 - September 20, 1999
DOMINICK & DICKERMAN LLC
July 10, 1998 - June 1, 1999
FAIRCHILD FINANCIAL GROUP, INC.
January 28, 1997 - March 18, 1997
LT LAWRENCE & CO., INC.
April 8, 1996 - July 2, 1996
A. R. BARON & CO., INC.
January 23, 1996 - April 2, 1996
MEYERS POLLOCK ROBBINS, INC.
August 24, 1995 - April 18, 1996
WINDSOR BENNETT CAPITAL GROUP CORP.
March 28, 1995 - February 20, 1996
CRESSIDA CAPITAL, INC
September 29, 1994 - May 10, 1995
JWGENESIS SECURITIES, INC.
May 19, 1992 - October 5, 1994
THE STAMFORD COMPANY, INC.
January 3, 1992 - May 21, 1992
LABRANCHE FINANCIAL SERVICES, LLC
August 9, 1991 - January 1, 1992
KC MAY SECURITIES CORP.
June 28, 1991 - August 8, 1991
JESUP & LAMONT SECURITIES CO., INC.
May 14, 1991 - January 1, 1992
BROOKEHILL CAPITAL PARTNERS LIMITED
January 6, 1989 - October 31, 1990
JJC SECURITIES CO., INC.
October 24, 1979 - December 3, 1988
EVANS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 2/18/1984
NYSE Branch Manager ExaminationCurrent Firm
PANTA MANAGEMENT, INCORPORATED
CRD#: 100980 / SEC#: , 8-52066
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PANTAREI CORP. | OWNER | |
| BERNASCHINA, GABRIEL MANUEL | CHIEF FINANCIAL OFFICER/FIN OP ,TREASURER | 1083125 |
| DECICCO, BARTHOLOMEW ALFRED | COMPLIANCE CROP, REGISTRATIONS | 872681 |
| DIVIRGILIO, JOSEPH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2889382 |
| FARRELL, PATRICK JOSEPH | VICE PRESIDENT SALES, BRCH OFF MGR, SROP | 2102785 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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