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Gabriel Manuel Bernaschina

CRD# 1083125·Registered 1984 - 2001
Previously Registered: Being a previously registered professional could mean that Gabriel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gabriel Manuel Bernaschina, who also goes by Gabriel M Bernaschina, was a registered financial advisor. Gabriel was a previously registered financial professional and started their career in finance 1984 - 2001. Gabriel had worked at 13 firms and has passed the Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gabriel M Bernaschina

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

WINTRADE, INC.·CRD# 47863
BD
New York, NY
December 6, 2000 - March 6, 2001
PANTA MANAGEMENT, INCORPORATED·CRD# 100980
BD
New York, NY
March 29, 2000 - March 21, 2001
BRIARWOOD INVESTMENT COUNSEL·CRD# 6368
BD
New York, NY
April 1, 1999 - November 8, 1999
COLEMAN & COMPANY SECURITIES, INC.·CRD# 1486
BD
New York, NY
August 15, 1997 - March 11, 1998
KLEIN, MAUS & SHIRE INC.·CRD# 20527
BD
New York, NY
March 4, 1996 - June 12, 1997
HAMPSHIRE SECURITIES CORPORATION·CRD# 19725
BD
New York, NY
February 9, 1995 - January 5, 1996
SPIRIT PARTNERS, L.P.·CRD# 36697
BD
New York, NY
December 1, 1994 - September 6, 1995
THE STAMFORD COMPANY, INC.·CRD# 23725
BD
April 15, 1992 - October 5, 1994
EXETER, LTD.·CRD# 24454
BD
Wantagh, NY
March 13, 1992 - April 21, 1992
WALSTON SECURITIES, INC.·CRD# 25515
BD
January 2, 1992 - August 5, 1993
JESUP & LAMONT SECURITIES CO., INC.·CRD# 6736
BD
New York City, NY
June 5, 1990 - June 26, 1991
SLS SECURITIES COMPANY·CRD# 13332
BD
November 13, 1987 - December 22, 1987
JJC SECURITIES CO., INC.·CRD# 3144
BD
August 30, 1984 - April 25, 1990

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Current Firm

WI
WINTRADE, INC.

WIN TRADE, INC. | WINTRADE, INC.

CRD#: 47863 / SEC#: 8-51931
BD
Terminated by SEC on 08/24/2001

Contact Information

Established

New York since 03/12/1999

Firm Type

Corporation

Fiscal Year End

October

Documents

Direct owners and executive officers

NamePositionCRD#
INTERNATIONAL TRADE & INVESTMENT BANK LIMITEDSHAREHOLDER—
MICHAEL KOOYMANDIRECTOR—
PAUL SHOKDIRECTOR—
PETKANAS FAMILY LIMITED PARTNERSHIPSHAREHOLDER—
THOMAS MANGIONEDIRECTOR—
FARU MSAKA LLCSHAREHOLDER—
BERNASCHINA, GABRIEL MANUELFINANCIAL OPERTIONS PRINCIPAL1083125

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 24 — General Securities Principal Examination

Passed May 1991About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1984About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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