JC
Jeffrey A. Cohan
CAMBRIDGE INVESTMENT RESEARCH
Farmington, CT 06032
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CRD#: 872568
JC
Professional summary
Jeffrey Alan Cohan, who also goes by Jeff Cohan, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Farmington, Connecticut.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1979. Jeffrey has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jeff Cohan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Alan Cohan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 74 Batterson Park Rd. Ste. 303, Farmington, CT 06032BD
CRD#: 39543
Farmington, CT
Past
June 13, 2006 - December 14, 2018
OHANESIAN / LECOURS, INC.
BD
CRD#: 23757
WEST HARTFORD, CT
Past
October 1, 1992 - June 2, 2006
BUELL SECURITIES CORP.
BD
CRD#: 1342
GLASTONBURY, CT
Past
July 20, 1988 - October 5, 1992
DETWILER FENTON & CO.
BD
CRD#: 1794
BOSTON, MA
Past
October 23, 1984 - July 19, 1988
NORTH AMERICAN INVESTMENT CORP.
BD
CRD#: 7568
Past
October 24, 1979 - November 2, 1984
DENTON & COMPANY, INCORPORATED
BD
CRD#: 1630
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/30/2018)
RR
California(1/18/2019)
RR
Colorado(5/8/2025)
RR
Connecticut(11/13/2018)
RR
Delaware(11/10/2021)
RR
Florida(11/13/2018)
RR
Maine(12/4/2018)
RR
Massachusetts(1/9/2019)
RR
Michigan(11/23/2020)
RR
Missouri(11/13/2018)
RR
New Hampshire(12/26/2018)
RR
New York(12/18/2018)
RR
North Carolina(10/10/2024)
RR
Pennsylvania(12/5/2018)
RR
South Dakota(8/13/2019)
RR
Texas(6/29/2019)
RR
Virginia(1/9/2025)
RR
Washington(1/27/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH, INC.
CAMBRIDGE | JORDAN CREEK FINANCIAL SERVICES | FAIRFIELD GLOBAL INVESTMENTS, INC. | CANTELLA & CO., INC. | CAMBRIDGE INVESTMENT RESERARCH, INC. | CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Phone number
(641) 472-5100
Established
Iowa since 10/12/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
