Daniel K. Beatty

SELBY WEALTH MANAGEMENT

EMERYVILLE, CA 94608

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CRD#: 872161

Professional summary

Daniel Keith Beatty is a registered financial advisor currently at SELBY WEALTH MANAGEMENT located in Emeryville, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Daniel has worked at 8 firms and has passed the Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Keith Beatty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2025 - Present

SELBY WEALTH MANAGEMENT

Office #1: 1900 Powell Street Suite 700, Emeryville, CA 94608

RIA

CRD#: 334084

EMERYVILLE, CA

Past

May 2, 2006 - May 16, 2025

BROOKER WEALTH MANAGEMENT

RIA

CRD#: 105437

OAKLAND, CA

Past

May 1, 1984 - December 5, 1986

INVESTOR RESOURCE SERVICES,INC.

CRD#: 14686

Past

June 19, 1983 - May 9, 1984

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

November 1, 1982 - July 24, 1984

PATTERSON FINANCIAL SERVICES, INC.

CRD#: 10368

Past

February 12, 1982 - November 5, 1982

WZW FINANCIAL SERVICES, INC.

CRD#: 5717

Past

September 29, 1980 - March 8, 1982

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

Past

October 4, 1979 - October 25, 1980

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SELBY WEALTH MANAGEMENT

SELBY WEALTH MANAGEMENT | SELBY WEALTH MANAGEMENT, LLC

CRD#: 334084 / SEC#: 801-131659

RIA

Registered Investment Advisory firm - (12/19/2024 Approved)

California

Registered Investment Advisory firm - (8/13/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 11/17/1979

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 9/25/1979

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/24/1984

General Securities Principal Examination

Current Firm

SELBY WEALTH MANAGEMENT

SELBY WEALTH MANAGEMENT | SELBY WEALTH MANAGEMENT, LLC

CRD#: 334084 / SEC#: 801-131659

RIA

Registered Investment Advisory firm - (12/19/2024 Approved)

California

Registered Investment Advisory firm - (8/13/2025 Terminated)

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Contact information

Main Address

1900 Powell Street Suite 700, Emeryville, CA 94608

Mailing Address

Phone number

(415) 857-9670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SELBY WEALTH FORM ADV PART 2A AND PART 2B - MARCH 2025 (5/19/2025)

Regulatory assets under management

Total Number of Accounts	475
AUM (Assets Under Management)	$ 494,574,705

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel K. Beatty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Keith Beatty's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKER WEALTH MANAGEMENT

INVESTOR RESOURCE SERVICES,INC.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

PATTERSON FINANCIAL SERVICES, INC.

WZW FINANCIAL SERVICES, INC.

FINANCIAL PLANNERS EQUITY CORPORATION

SOUTHMARK FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SELBY WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 7

Date: 11/17/1979

Series 1

Date: 9/25/1979

Series 24

Date: 2/24/1984

Current Firm

SELBY WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SELBY WEALTH MANAGEMENT

TRUST BUT VERIFY

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