Peter N. Christos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Nicholas Christos, who also goes by Peter Nick Christos, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1979. Peter had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2008 - August 1, 2012
HFP CAPITAL MARKETS LLC
June 22, 2007 - July 16, 2008
EKN FINANCIAL SERVICES INC.
September 29, 2005 - July 12, 2007
CAPITAL GROWTH FINANCIAL, LLC
February 12, 1997 - December 13, 2005
ADELPHIA CAPITAL, LLC
February 4, 1994 - September 6, 1995
BANNON & CO., INC.
May 26, 1992 - July 15, 1993
D.H. BLAIR INVESTMENT BANKING CORP.
April 19, 1988 - May 26, 1992
D. H. BLAIR & CO., INC.
December 9, 1985 - April 21, 1988
MULLER AND COMPANY, INC.
June 10, 1985 - December 13, 1985
FIRST HERITAGE CORPORATION
September 26, 1979 - June 10, 1985
FIRST FLORIDA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HFP CAPITAL MARKETS LLC
CRD#: 44351 / SEC#: , 8-50652
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
