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Eugene Ryklin

SMBC NIKKO SECURITIES AMERICA
Jersey City, NJ
·CRD# 5312791·16 years experience

Professional Summary

Eugene Ryklin, who also goes by Eugene Misyura, Yevgeny Misyura, Yevheny Misyura, Eugene Ryklin, is a registered financial advisor currently at SMBC NIKKO SECURITIES AMERICA, INC. located in Jersey City, New Jersey and SMBC NIKKO SECURITIES CANADA, LTD. located in New York, New York. Eugene is registered as a RR (Registered Representative) and started their career in finance in 2010. Eugene has worked at 6 firms and has passed the Series 63, Series 99TO, SIE,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eugene Misyura, Yevgeny Misyura, Yevheny Misyura, Eugene Ryklin

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

SMBC NIKKO SECURITIES AMERICA, INC.·CRD# 28602
BD
Harborside Financial Center 2 200 Hudson Street, Suite 402, Jersey City, NJ 07311
February 5, 2025 - Present
SMBC NIKKO SECURITIES CANADA, LTD.·CRD# 297706
BD
277 Park Avenue, New York, NY 10172
May 14, 2026 - Present
IDB CAPITAL CORP.·CRD# 106032
BD
New York, NY
December 2, 2022 - January 23, 2025
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
March 6, 2019 - November 14, 2022
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
February 12, 2015 - March 1, 2019
HFP CAPITAL MARKETS LLC·CRD# 44351
BD
New York, NY
May 26, 2010 - May 6, 2014

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Current Firm

SN
SMBC NIKKO SECURITIES CANADA, LTD.

SMBC NIKKO SECURITIES CANADA, LTD.

CRD#: 297706 / SEC#: 8-70176
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

277 Park Avenue, New York, NY 10172

Mailing Address

277 Park Avenue, New York, NY 10172

Phone Number

(212) 224-5300

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SMBC NIKKO SECURITIES AMERICA, INC.SHAREHOLDER28602
ASHBY, SCOTT ALLENDIRECTOR2883181
BAUSANO, THOMAS BARRYDIRECTOR4009782
KEE, DAVIDCEO, DIRECTOR6238539
PARRISH, MICHAEL JOHNCHIEF COMPLIANCE OFFICER5577471
TUN, NATHANFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5551828

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(2/5/2025)
RR
New York
(2/5/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2010About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2010About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed May 2012About the Series 27 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE Arca, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eugene Ryklin's CRS (Customer Relationship Summary).

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