Kim E. Landolfi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kim Elaine Landolfi, who also goes by Kim Elaine Lindros, was a registered financial professional .
Kim is a previously registered financial professional and started their career in finance in 1979. Kim had worked at 13 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2010 - November 16, 2012
LAIDLAW & COMPANY (UK) LTD.
March 23, 2009 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
April 29, 2002 - March 27, 2009
GUNNALLEN FINANCIAL, INC
November 29, 2001 - May 3, 2002
FIRST MONTAUK SECURITIES CORP.
March 12, 2001 - June 27, 2001
WINCHESTER INVESTMENT SECURITIES, INC.
April 18, 1997 - March 26, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 16, 1995 - May 13, 1997
EARLYBIRDCAPITAL, INC.
December 20, 1994 - January 11, 1995
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
July 6, 1992 - December 21, 1994
LAFFER, WARREN AND CO., INC.
June 21, 1990 - August 8, 1990
CITIGROUP GLOBAL MARKETS INC.
April 4, 1985 - June 19, 1990
GRUNTAL & CO., L.L.C.
October 5, 1981 - April 1, 1985
JW GENESIS CLEARING CORP.
September 26, 1979 - August 12, 1981
ICAHN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
