John F. Mcnichol
Professional summary
John Francis Mcnichol is a registered financial professional currently at REALTA EQUITIES, INC. located in Wilmington, Delaware.
John is registered as a RR (Registered Representative) and started their career in finance in 1979. John has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Francis Mcnichol's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2010 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801October 1, 2004 - October 7, 2008
VANGUARD MARKETING CORPORATION
March 9, 1999 - June 24, 2003
INVESTEC INC.
August 20, 1997 - July 23, 1999
DISCOUNT MUNIBROKERS
December 6, 1993 - August 14, 1996
LEGG MASON WOOD WALKER, INCORPORATED
December 24, 1987 - November 2, 1993
A. WEBSTER DOUGHERTY & CO., INCORPORATED
March 7, 1986 - December 15, 1987
E. F. HUTTON & COMPANY INC
December 28, 1984 - March 10, 1986
LEGG MASON WOOD WALKER, INCORPORATED
September 24, 1979 - January 7, 1985
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2010)
(1/27/2022)
Exams
FINRA
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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Company Information
REALTA EQUITIES, INC.
CRD#: 23769Wilmington, DE 19801TRUST BUT VERIFY
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