Joseph A. Giordano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Anthony Giordano was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1979. Joseph had worked at 16 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2010 - December 6, 2010
BLACKBOOK CAPITAL, LLC
January 10, 2007 - April 21, 2009
BREEZY SECURITIES, INC.
September 26, 2001 - May 5, 2009
RUSHMORE CAPITAL, INC.
April 2, 2001 - May 5, 2009
DOMESTIC SECURITIES, INC.
July 26, 1999 - April 2, 2001
ALL-TECH DIRECT, INC.
May 5, 1995 - April 10, 1998
TRANS-HUDSON, L.L.C.
April 20, 1990 - July 9, 1993
GRAYSON FINANCIAL LLC
October 4, 1988 - April 25, 1990
ALLEGIANCE SECURITIES, INC.
October 13, 1987 - December 18, 1987
GLADSTONE SECURITIES, INC.
November 10, 1986 - November 1, 1996
WILLIAM SCOTT & CO. L.L.C.
December 11, 1984 - July 9, 1987
DENTON & COMPANY, INCORPORATED
April 4, 1984 - November 7, 1984
DENTON & COMPANY, INCORPORATED
January 30, 1984 - March 10, 1984
MONVEST SECURITIES, INC.
October 19, 1982 - February 1, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
January 17, 1982 - October 20, 1983
ROONEY, PACE INC.
October 17, 1980 - December 31, 1982
ROYER SECURITIES COMPANY
September 20, 1979 - November 6, 1980
DONALD & CO. SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/20/2001
Limited Representative-Equity Trader ExamCurrent Firm
BLACKBOOK CAPITAL, LLC
CRD#: 123234 / SEC#: , 8-65577
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OGELE, FRANKLIN IHENDU | CEO, PRESIDENT, FINOP, CCO | 2197820 |
| APEX HOMES, INC | MEMBER |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
