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Franklin Ihendu Ogele

CRD# 2197820·Registered 1992 - 2008
Previously Registered: Being a previously registered professional could mean that Franklin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Franklin Ihendu Ogele, who also goes by Ogonnaya Ogele, was a registered financial advisor. Franklin was a previously registered financial professional and started their career in finance 1992 - 2008. Franklin had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 8, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ogonnaya Ogele

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

MASTERTRADER.COM·CRD# 47883
BD
White Plains, NY
October 13, 2008 - December 1, 2008
PARKER FINANCIAL CORP.·CRD# 42140
BD
Valley Cottage, NY
September 29, 2005 - October 27, 2007
BLACKBOOK CAPITAL, LLC·CRD# 123234
BD
New York, NY
May 18, 2004 - June 28, 2016
HOPEWELL CAPITAL GROUP, INC.·CRD# 120508
BD
Montvale, NJ
August 9, 2002 - February 17, 2004
RUSHMORE CAPITAL, INC.·CRD# 5940
BD
Montvale, NJ
January 16, 2001 - November 19, 2002
ALL-TECH DIRECT, INC.·CRD# 13992
BD
Montvale, NJ
March 30, 1999 - October 9, 2001
DOMESTIC SECURITIES, INC.·CRD# 34721
BD
Montvale, NJ
March 30, 1999 - May 7, 2002
INTERNATIONAL BOND AND SHARE, INC.·CRD# 43196
BD
St. Petersburg, FL
January 27, 1999 - March 29, 1999
TAJ GLOBAL EQUITIES, INC.·CRD# 31768
BD
Tampa, FL
September 12, 1997 - November 10, 1997
SANTANDER INVESTMENT SECURITIES INC.·CRD# 37216
BD
New York, NY
December 21, 1994 - July 7, 1995
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
January 6, 1992 - October 4, 1994

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Current Firm

MA
MASTERTRADER.COM

MASTERTRADER.COM | PRISTINE SECURITIES, LLC

CRD#: 47883 / SEC#: 8-51938
BD
Terminated by SEC on 04/27/2012

Contact Information

Established

New York since 04/27/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PRISTINE CAPITAL HOLDINGS, INC.MEMBER—
ELY, JOSEPH LEOPRESIDENT & CHIEF COMPLIANCE OFFICER2936519
IRWIN, CAROL JEANCHIEF FINANCIAL OFFICER-FINOP3264136

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1991About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed May 1994About the Series 14 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Dec 1993

Series 27 — Financial and Operations Principal Examination

Passed Jun 1993About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Mar 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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