Richard B. Landsberger

HOLLISTER ASSOCIATES

MOUNT PLEASANT, SC

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CRD#: 871581

Professional summary

Richard Bruce Landsberger, who also goes by Richard Bruce Landsberger, is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in Mount Pleasant, South Carolina.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1986. Richard has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Richard Bruce Landsberger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Bruce Landsberger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2024 - Present

HOLLISTER ASSOCIATES, LLC

CRD#: 173366

MOUNT PLEASANT, SC

Past

December 16, 2013 - January 13, 2024

TGP SECURITIES, INC.

CRD#: 159008

London,

Past

May 28, 2013 - November 19, 2013

COMPASS SECURITIES CORPORATION

CRD#: 16168

BRAINTREE, MA

Past

February 3, 2011 - January 10, 2013

ROCHDALE SECURITIES LLC

CRD#: 6863

STAMFORD, CT

Past

June 30, 1993 - December 6, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 30, 1992 - March 18, 1993

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

July 21, 1989 - December 20, 1989

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

CRD#: 19727

Past

July 21, 1989 - February 19, 1992

CITICORP SECURITIES, INC.

CRD#: 7474

NEW YORK, NY

Past

May 1, 1986 - July 7, 1987

J.P. MORGAN SECURITIES LLC

CRD#: 79

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/11/2024)

Connecticut
(1/11/2024)

Delaware
(1/11/2024)

Florida
(1/11/2024)

Hawaii
(1/11/2024)

Missouri
(6/12/2024)

New Jersey
(1/11/2024)

New York
(1/11/2024)

Oregon
(6/12/2024)

Pennsylvania
(1/11/2024)

South Carolina
(1/11/2024)

Tennessee
(1/11/2024)

Texas
(1/11/2024)

Exams

State Security Law Exam

Series 63

Date: 3/17/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HOLLISTER ASSOCIATES, LLC

CRD#: 173366 / SEC#: , 8-69538

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

257 River Oak Drive, Mount Pleasant, SC 29464

Mailing Address

257 River Oak Drive, Mount Pleasant, SC 29464

Phone number

(401) 465-3080

Established

South Carolina since 09/09/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HOLLISTER, CHRISTOPHER VERN	CEO/CCO	5637565
CLIFFHANGER INVESTMENTS, LLC	OWNER
KUGLER, JACQUES	OWNER	5105697
MADABA INVESTMENTS, LLC	OWNER
PORTWOOD, WILLIAM BOYCE	CFO/FINOP	4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard B. Landsberger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Bruce Landsberger's CRS (Customer Relationship Summary).

Certified licenses

Experience

TGP SECURITIES, INC.

COMPASS SECURITIES CORPORATION

ROCHDALE SECURITIES LLC

UBS FINANCIAL SERVICES INC.

CREDIT SUISSE SECURITIES (USA) LLC

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

CITICORP SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/17/2011

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2011

FINRA

Current Firm

HOLLISTER ASSOCIATES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HOLLISTER ASSOCIATES, LLC

TRUST BUT VERIFY

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