Anthony R. Cottone

FOREFRONT WEALTH MANAGEMENT

Malvern, PA 19355

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CRD#: 871574

Professional summary

Anthony Ralph Cottone, who also goes by Anthony R Cottone, is a registered financial advisor currently at FOREFRONT WEALTH MANAGEMENT located in Malvern, Pennsylvania.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Anthony has worked at 9 firms and has passed the Series 65, Series 63, Series 31, Series 15, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony R Cottone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Ralph Cottone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2020 - Present

FOREFRONT WEALTH MANAGEMENT

Office #1: 18 Church Road, Malvern, PA 19355

RIA

CRD#: 299003

Malvern, PA

Past

October 19, 2018 - June 1, 2021

COTTONE CAPITAL, LLC

RIA

CRD#: 298117

WAYNE, PA

Past

February 10, 2004 - February 23, 2009

CWS SECURITIES, LLC

CRD#: 128498

ALBANY, NY

Past

December 9, 1998 - March 5, 2004

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Past

August 14, 1995 - November 19, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 29, 1988 - August 10, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

February 28, 1988 - August 10, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 2, 1984 - March 4, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

January 31, 1980 - July 11, 1984

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

September 20, 1979 - January 31, 1980

BLYTH EASTMAN DILLON & CO. INCORPORATED

CRD#: 6361

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOREFRONT WEALTH MANAGEMENT

FOREFRONT WEALTH MANAGEMENT | FOREFRONT WEALTH MANAGEMENT INC.

CRD#: 299003 / SEC#: 801-114299

RIA

Registered Investment Advisory firm - (11/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/10/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 2/25/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 15

Date: 12/8/1982

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 9/15/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/1999

General Securities Principal Examination

Current Firm

FOREFRONT WEALTH MANAGEMENT

FOREFRONT WEALTH MANAGEMENT | FOREFRONT WEALTH MANAGEMENT INC.

CRD#: 299003 / SEC#: 801-114299

RIA

Registered Investment Advisory firm - (11/19/2018 Approved)

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Contact information

Main Address

18 Church Road, Malvern, PA 19355

Mailing Address

Phone number

(610) 600-1099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FOREFRONT WEALTH MANAGEMENT FORM ADV PART 2A (2/25/2025)

FOREFRONT WEALTH WRAP BROCHURE FORM ADV PART 2A (2/25/2025)

Regulatory assets under management

Total Number of Accounts	414
AUM (Assets Under Management)	$ 246,375,325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony R. Cottone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Ralph Cottone's CRS (Customer Relationship Summary).

Certified licenses

Experience

COTTONE CAPITAL, LLC

CWS SECURITIES, LLC

LOCKWOOD FINANCIAL SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

BLYTH EASTMAN DILLON & CO. INCORPORATED

Primary Firm SEC Registration

FOREFRONT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/2018

Series 63

Date: 9/10/1979

Series 31

Date: 2/25/1998

Series 15

Date: 12/8/1982

Series 7

Date: 9/15/1979

Series 24

Date: 8/27/1999

Current Firm

FOREFRONT WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOREFRONT WEALTH MANAGEMENT

TRUST BUT VERIFY

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