Rhonda S. Perkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhonda Sue Perkins, who also goes by Rhonda Manley, was a registered financial professional .
Rhonda is a previously registered financial professional and started their career in finance in 1979. Rhonda had worked at 9 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2010 - February 27, 2017
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
September 29, 2000 - May 1, 2010
BOFA DISTRIBUTORS, INC.
December 20, 1995 - November 20, 2000
WAM BROKERAGE SERVICES, L.L.C.
August 6, 1986 - February 14, 1989
FIDELITY BROKERAGE SERVICES LLC
December 28, 1983 - April 7, 1986
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
June 24, 1983 - November 15, 1983
BA INVESTMENT SERVICES, INC.
October 14, 1981 - December 16, 1986
HUTCHINSON SECURITIES
December 5, 1980 - October 20, 1981
DAVIS, SKAGGS & CO., INC.
September 19, 1979 - November 5, 1980
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
CRD#: 840 / SEC#: , 8-25845
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J. & W. SELIGMAN & CO. INCORPORATED | SOLE STOCKHOLDER | |
| BUFF, STEPHEN ODONNELL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2143366 |
| BUMPUS, JAMES FREDERICK | DIRECTOR, VICE PRESIDENT, AND HEAD OF INTERMEDIARY MARKETS | 1928724 |
| DEFAO, MICHAEL E | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | 2687755 |
| MATTOX, MICHAEL SCOTT | CHIEF FINANCIAL OFFICER | 4383501 |
| TRUSCOTT, WILLIAM FREDERICK | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2416857 |
| ZEITOUN, MARC CLAUDE | DIRECTOR, VICE PRESIDENT AND HEAD OF NORTH AMERICA PRODUCT | 2639942 |
Disclosures
| Civil Event | 1 |
Red Flags
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