Walter B. Deason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Bradley Deason was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1979. Walter had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2012 - October 19, 2015
MLV & CO. LLC
October 21, 2010 - June 26, 2012
PRITCHARD CAPITAL PARTNERS, LLC
December 1, 2009 - October 22, 2010
MADISON WILLIAMS AND COMPANY
October 1, 1996 - December 16, 2009
SANDERS MORRIS LLC
October 31, 1990 - October 1, 1996
WILLIAMS MACKAY JORDAN & CO., INCORPORATED
September 4, 1990 - October 31, 1990
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1988 - September 4, 1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
September 1, 1987 - September 1, 1988
BOETTCHER & COMPANY, INC.
April 11, 1986 - September 1, 1987
LOVETT MITCHELL WEBB & GARRISON, INC.
September 19, 1979 - April 15, 1986
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MLV & CO. LLC
CRD#: 150959 / SEC#: , 8-68331
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
