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MM

Michael Nmn Markunas

EFG CAPITAL INTERNATIONAL
MIAMI, FL
·CRD# 1832307·38 years experience

Professional Summary

Michael Nmn Markunas, who also goes by Michael Markunas, is a registered financial advisor currently at EFG CAPITAL INTERNATIONAL located in Miami, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 14 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 28, Series 24 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Markunas

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

EFG CAPITAL INTERNATIONAL·CRD# 40118
BD
701 Brickell Avenue 9th Floor, Miami, FL 33131
August 12, 2026 - Present
YORKVILLE IVES & CO., LLC·CRD# 330480
BD
Mountainside, NJ
June 9, 2025 - July 1, 2026
FOCALPOINT SECURITIES, LLC·CRD# 133168
BD
Los Angeles, CA
February 10, 2022 - January 3, 2023
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
March 25, 2021 - July 22, 2022
B. RILEY WEALTH MANAGEMENT·CRD# 2543
BD
Los Angeles, CA
December 2, 2019 - June 2, 2025
B. RILEY & CO., LLC·CRD# 40355
BD
Los Angeles, CA
February 6, 2018 - March 4, 2019
MLV & CO. LLC·CRD# 150959
BD
New York, NY
June 29, 2017 - August 25, 2020
B. RILEY SECURITIES, INC.·CRD# 25027
BD
Los Angeles, CA
June 28, 2017 - June 2, 2025
B. RILEY & CO., LLC·CRD# 40355
BD
Los Angeles, CA
March 3, 2016 - November 30, 2017
ATHENE SECURITIES, LLC·CRD# 36867
BD
El Segundo, CA
September 18, 2013 - January 20, 2016
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
August 13, 2002 - July 1, 2005
A. G. EDWARDS & SONS, INC.·CRD# 4
RIA
Orange, CA
August 9, 2002 - July 1, 2005
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
March 28, 2000 - March 27, 2002
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 29, 1997 - April 5, 2000
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - February 5, 1997
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
May 25, 1988 - July 31, 1993

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Current Firm

EC
EFG CAPITAL INTERNATIONAL

BDD CAPITAL INTERNATIONAL CORP. | EFG CAPITAL INTERNATIONAL CORP. | EFG CAPITAL INTERNATIONAL | EFG CAPITAL | BDD INTERNATIONAL, LTD.

CRD#: 40118 / SEC#: 801-120569, 8-48969
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

701 Brickell Ave 9th Floor & Suite 1350, Miami, FL 33131

Mailing Address

701 Brickell Ave 9th Floor & Suite 1310, Miami, FL 33131-2867

Phone Number

(305) 482-8000

Established

Delaware since 01/03/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (31 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

EFG CAPITAL FORM ADV BROCHURE (2/18/2021)

Direct owners and executive officers

NamePositionCRD#
EFG CAPITAL HOLDINGS CORP.PARENT—
ARGUMEDO, GUILLERMO ARTUROSENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL2542794
BORGES, LEONARDO SILVAPRINCIPAL OPERATIONS OFFICER5637377
ECHEVARRIA, VICTOR MANUELCHAIRMAN OF THE BOARD1939548
GONZALEZ, CARLOS JAVIERCHIEF COMPLIANCE OFFICER4294205
LEVERETT, KYLE LAWRENCEPRINCIPAL FINANCIAL OFFICER6123446
MESQUITA, SILVANA SOBRALAMLCO6983852
MOHOROVIC, SANJINCEO6849141

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(9/18/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2013About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1993About the Series 65 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jun 1988About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 1988About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Dec 2013About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Dec 2013About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed May 1997
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Nmn Markunas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MM
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