Willard H. Colson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willard Horace Colson JR, who also goes by Butch Colson, was a registered financial professional .
Willard is a previously registered financial professional and started their career in finance in 1979. Willard had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 1, Series 39, Series 28 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2002 - December 31, 2017
W. H. COLSON SECURITIES, INC.
January 11, 2002 - March 1, 2002
NORTHEAST SECURITIES, LLC
January 2, 1997 - December 31, 2001
INVESTORS CAPITAL CORP.
June 1, 1996 - December 31, 1996
WALNUT STREET SECURITIES, INC.
October 25, 1988 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
January 20, 1983 - October 7, 1988
PFS INVESTMENTS INC.
September 18, 1979 - December 16, 1982
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/10/1979
Registered Representative ExaminationSeries 28
Date: 2/4/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
W. H. COLSON SECURITIES, INC.
CRD#: 117789 / SEC#: , 8-53621
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
