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Larry Danny Hudson

TAVCO FINANCIAL ADVISORY
Greenville, NC
·CRD# 1103859·43 years experience

Professional Summary

Larry Danny Hudson is a registered financial advisor currently at TAVCO FINANCIAL ADVISORY, INC located in Greenville, North Carolina and THE TAVENNER COMPANY located in Springfield, Ohio. Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Larry has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 51 and Series 26 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

TAVCO FINANCIAL ADVISORY, INC·CRD# 290084
RIA
Greenville, NC
March 2, 2018 - Present
THE TAVENNER COMPANY·CRD# 18004
BD
4910 Old Mechanicsburg Rd., Springfield, OH 45502
January 2, 2018 - Present
W.H. COLSON & ASSOCIATES, INC.·CRD# 117309
RIA
Greenville, NC
November 20, 2013 - December 31, 2017
W. H. COLSON SECURITIES, INC.·CRD# 117789
BD
Greenville, NC
September 11, 2002 - December 31, 2017
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
January 2, 2002 - September 11, 2002
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Lynnfield, MA
January 3, 1997 - December 31, 2001
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
June 1, 1996 - December 31, 1996
NORTH AMERICAN MANAGEMENT, INC.·CRD# 624
BD
Sioux Falls, SD
October 25, 1988 - June 1, 1996
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
March 23, 1983 - October 31, 1988

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Current Firm

TF
TAVCO FINANCIAL ADVISORY, INC

TAVCO FINANCIAL ADVISORY, INC

CRD#: 290084
Georgia
Registered Investment Advisory firm - Georgia (1/18/2019 Approved)
Kentucky
Registered Investment Advisory firm - Kentucky (1/26/2024 Approved)
Massachusetts
Registered Investment Advisory firm - Massachusetts (12/31/2025 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (12/1/2017 Approved)
Ohio
Registered Investment Advisory firm - Ohio (11/16/2017 Approved)
Virginia
Registered Investment Advisory firm - Virginia (12/8/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4910 Old Mechanicsburg Rd, Springfield, OH 45502

Phone Number

(937) 399-8415

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

86

AUM (Assets Under Management)

$10,488,946

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Danny's Cleaning Service; Non-Investment Related; Owner; Greenville, NC; Independent Contractor for Janitorial Services; Will begin activity 1/1/20; No activity during securities trading hours; activity will be approximately 10 hours per months conducted outside of securities trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Missouri
(3/2/2018)
RR
North Carolina
(1/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1983About the Series 6 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Mar 2004About the Series 51 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Dec 2001About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Larry Danny Hudson's CRS (Customer Relationship Summary).

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