Peter J. Macguire
Professional summary
Peter J Macguire, who also goes by Peter Joseph Macguire, is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1979. Peter has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter J Macguire's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2019 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601August 1, 2017 - September 1, 2018
ALYSSA LLC
February 11, 2015 - June 7, 2017
CAVU SECURITIES LLC
November 2, 2009 - October 13, 2010
MERIDIAN EQUITY PARTNERS, INC.
March 11, 2009 - November 3, 2009
BRIMBERG & CO.
May 8, 2002 - October 27, 2003
SOURCE CAPITAL GROUP, INC.
September 28, 1990 - May 17, 1991
TUCKER ANTHONY INCORPORATED
January 23, 1989 - September 13, 1990
ALEX. BROWN & SONS INCORPORATED
January 1, 1988 - January 4, 1989
DRESDNER SECURITIES (USA) INC.
March 5, 1987 - November 24, 1987
CARL MARKS & CO., INC.
March 17, 1981 - January 23, 1984
FAHNESTOCK INTERNATIONAL INC.
July 16, 1980 - April 6, 1981
LEHMAN BROTHERS INC.
September 19, 1979 - April 28, 1980
LEBENTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2019)
(4/11/2019)
Exams
FINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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