Andrew M. Sadosky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Michael Sadosky, who also goes by Andy Sadosky, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1981. Andrew had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2010 - January 20, 2016
ARIA CAPITAL ADVISORS, LLC
May 29, 2007 - May 15, 2009
TITAN SECURITIES
July 13, 2004 - August 1, 2005
MAXIM GROUP LLC
September 9, 2002 - February 17, 2004
FLAGSTONE SECURITIES, LLC
April 29, 2002 - May 29, 2002
RYAN BECK & CO.
January 25, 2001 - May 13, 2002
GRUNTAL & CO., L.L.C.
February 3, 1995 - February 23, 1999
BREAN MURRAY & CO., INC.
December 2, 1991 - January 31, 1995
PUNK, ZIEGEL & COMPANY, L.P.
December 15, 1989 - August 8, 1991
SOUTHPORT PARTNERS L.P.
August 22, 1988 - January 10, 1990
ROBERT FLEMING INC.
April 21, 1988 - June 17, 1988
BURNS FRY INC
May 30, 1985 - April 21, 1988
HOARE GOVETT INCORPORATED
July 18, 1981 - May 17, 1985
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARIA CAPITAL ADVISORS, LLC
CRD#: 130891 / SEC#: , 8-66407
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZWACK, JOHN ANTHONY | MANAGING DIRECTOR/FINOP/CHIEF COMPLIANCE OFFICER | 4438875 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
