Mark J. Muller
Professional summary
Mark Jeffrey Muller is a registered financial professional currently at BEACONS STRATEGIC CAPITAL, INC. located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1979. Mark has worked at 6 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Jeffrey Muller's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 1986 - Present
BEACONS STRATEGIC CAPITAL, INC.
Office #1: 11 Wall Street Bswa1 Thru Bswa16, New York, NY 10005February 7, 2024 - June 25, 2025
ROBERTS & RYAN, INC.
October 8, 2013 - April 3, 2014
RAYMOND C. FORBES & CO., INC.
May 21, 2012 - September 13, 2012
RAYMOND C. FORBES & CO., INC.
December 8, 2005 - February 14, 2008
FAGENSON & CO., INC.
August 12, 2003 - November 24, 2003
FAGENSON & CO., INC.
July 7, 2003 - April 28, 2011
GILT-EDGED EQUITIES, LLC
September 19, 1979 - June 2, 1988
MULLER AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
BEACONS STRATEGIC CAPITAL, INC.
CRD#: 32754 / SEC#: , 8-41221
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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