Jeffrey A. Jones

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CRD#: 871230

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Allan Jones, who also goes by Jeff Jones, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1979. Jeffrey had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeff Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JEFFREY A. JONES, ECONOMIST - ANALYSIS FOR DAMANGE OF CALCULATION LITIGATION,1515 N MEADOW AVE, LAREDO, TX 78040, PH 956-285-7559, START 1/1/83, TOTAL HRS MO. 2-4, DUTIES: CALAULATION OF ECONOMIC DAMAGES TO SUPPORT LITIGATION

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 10, 2022 - September 23, 2025

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

RALEIGH, NC

Past

October 21, 2015 - December 31, 2021

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

Laredo, TX

Past

September 30, 2015 - September 23, 2025

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

RALEIGH, NC

Past

April 16, 2012 - June 29, 2015

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

LAREDO, TX

Past

March 26, 2010 - April 13, 2012

WFG INVESTMENTS, INC.

CRD#: 22704

LAREDO, TX

Past

October 5, 2004 - March 29, 2010

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

LAREDO, TX

Past

January 21, 2000 - March 29, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

LAREDO, TX

Past

July 22, 1996 - February 15, 2000

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

MINNEAPOLIS, MN

Past

June 18, 1982 - July 12, 1996

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 19, 1979 - June 24, 1982

A. G. EDWARDS & SONS, INC.

CRD#: 4

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC | MODERN CAPITAL ADVISORS, LLC

CRD#: 131117 / SEC#: 801-72611

RIA

Registered Investment Advisory firm - (7/26/2011 Approved)

Arizona

Registered Investment Advisory firm - (2/2/2012 Terminated)

California

Registered Investment Advisory firm - (3/3/2012 Terminated)

Mississippi

Registered Investment Advisory firm - (2/2/2012 Terminated)

Nevada

Registered Investment Advisory firm - (3/16/2012 Terminated)

Ohio

Registered Investment Advisory firm - (2/2/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/18/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 7/5/1991

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 9/15/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/11/1988

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/15/1985

General Securities Principal Examination

Current Firm

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC | MODERN CAPITAL ADVISORS, LLC

CRD#: 131117 / SEC#: 801-72611

RIA

Registered Investment Advisory firm - (7/26/2011 Approved)

Arizona

Registered Investment Advisory firm - (2/2/2012 Terminated)

California

Registered Investment Advisory firm - (3/3/2012 Terminated)

Mississippi

Registered Investment Advisory firm - (2/2/2012 Terminated)

Nevada

Registered Investment Advisory firm - (3/16/2012 Terminated)

Ohio

Registered Investment Advisory firm - (2/2/2012 Terminated)

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Contact information

Main Address

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617

Mailing Address

Phone number

(800) 440-0442

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MODERN CAPITAL ADVISORS ADV 2A (3/29/2024)

Regulatory assets under management

Total Number of Accounts	1,561
AUM (Assets Under Management)	$ 285,401,221

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey A. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

WFG INVESTMENTS, INC.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

BIRCHTREE FINANCIAL SERVICES LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

MODERN CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/18/2015

Series 63

Date: 9/12/1984

SIE

Date: 10/1/2018

Series 15

Date: 7/5/1991

Series 7

Date: 9/15/1979

Series 53

Date: 11/11/1988

Series 24

Date: 8/15/1985

Current Firm

MODERN CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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