John A. Gillcrist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Anthony Gillcrist JR., who also goes by John Anthony Gillcrist Jr, John Anthony Gillerist Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1979. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2009 - August 25, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 8, 2007 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 24, 2007 - August 25, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 14, 2001 - April 24, 2007
RAYMOND JAMES & ASSOCIATES, INC.
November 14, 2001 - April 24, 2007
RAYMOND JAMES & ASSOCIATES, INC.
January 24, 2000 - November 7, 2001
ROBERT W. BAIRD & CO. INCORPORATED
July 17, 1997 - January 28, 2000
PRUDENTIAL EQUITY GROUP, LLC
April 20, 1992 - July 10, 1997
UBS FINANCIAL SERVICES INC.
September 19, 1979 - April 21, 1992
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationSeries 8
Date: 12/21/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
