Richard Frank Curcio
Professional Summary
Richard Frank Curcio is a registered financial advisor currently at INTEGRITY INVESTMENTS, INC. located in Venice, Florida. Richard is registered as a RR (Registered Representative) and started their career in finance in 1979. Richard has worked at 4 firms and has passed the Series 63, Series 99TO, Series 6TO, Series 79TO, SIE, Series 7, Series 1, Series 14, Series 28, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
INTEGRITY INVESTMENTS, INC.
Contact Information
Main Address
333 S Tamiami Trail Suite 388, Venice, FL 34285Mailing Address
333 S Tamiami Trail Suite 388, Venice, FL 34285Phone Number
(941) 484-4000Established
Florida since 09/08/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(5/13/1993)
(7/21/2006)
(8/7/2006)
(7/21/1993)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 1 — Registered Representative Examination
Passed Sep 1979Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Nov 2005About the Series 28 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Oct 1980About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Frank Curcio's CRS (Customer Relationship Summary).
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GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
