Larry V. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Valton Davis, who also goes by Dave Davis, L V Davis, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1981. Larry had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 1994 - August 8, 1996
WFG INVESTMENTS, INC.
May 25, 1993 - March 30, 1994
CULLUM & SANDOW SECURITIES, INC.
November 2, 1990 - October 16, 1991
CULLUM & SANDOW SECURITIES, INC.
June 22, 1989 - October 2, 1990
BOUCHER, OEHMKE & COMPANY
July 1, 1988 - June 12, 1989
WEALTH RESOURCE CAPITAL CORPORATION
November 9, 1987 - July 5, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
April 3, 1986 - December 15, 1987
RAUSCHER PIERCE REFSNES, INC.
April 26, 1985 - September 12, 1985
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
May 2, 1983 - March 23, 1984
PRUDENTIAL EQUITY GROUP, LLC
February 12, 1982 - April 9, 1983
E. F. HUTTON & COMPANY INC
September 21, 1981 - November 5, 1981
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
