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Wilson Henry Williams

CRD# 834161·Registered 1977 - 2017
Previously Registered: Being a previously registered professional could mean that Wilson is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Wilson Henry Williams, who also goes by Wilson H Williams, was a registered financial advisor. Wilson was a previously registered financial professional and started their career in finance 1977 - 2017. Wilson had worked at 5 firms and has passed the Series 63, SIE, PC, Series 7, Series 53, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Wilson H Williams

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

WFG ADVISORS, LP·CRD# 125073
RIA
Dallas, TX
April 25, 2003 - September 22, 2017
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
May 29, 1991 - June 15, 1994
WFG INVESTMENTS, INC.·CRD# 22704
BD
Dallas, TX
August 24, 1988 - November 29, 2017
WFG INVESTMENTS, INC.·CRD# 22704
RIA
Dallas, TX
July 15, 1988 - November 18, 2008
LEHMAN BROTHERS INC.·CRD# 7506
BD
February 15, 1988 - August 12, 1988
E. F. HUTTON & COMPANY INC·CRD# 235
BD
March 1, 1977 - February 15, 1988

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Current Firm

WA
WFG ADVISORS, LP

ATLAS WEALTH ADVISORS | WFG ADVISORS, LP | THE RUDD COMPANY | ROSEHILL ASSET MANAGEMENT | BROOKS INVESTMENT PROFESSIONALS

CRD#: 125073 / SEC#: 801-61945

Contact Information

Main Address

2711 N Haskell Ave Suite 2900, Dallas, TX 75204

Documents

Latest Form ADV

Part 2 Brochures

WFGA WRAP PROGRAM BROCHURE 2016 (8/1/2016)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1980About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

PC — AMEX Put and Call Exam

Passed Aug 1977

Series 7 — General Securities Representative Examination

Passed Feb 1977About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 1990About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Aug 1988About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1985About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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