Kevin F. Cuddihy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin F Cuddihy was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1979. Kevin had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 15, Series 7, Series 4, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2008 - June 12, 2009
GPC SECURITIES, INC.
May 9, 2006 - March 1, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 9, 2006 - March 1, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2006 - February 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2006 - February 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 1, 2004 - July 19, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 5, 1981 - July 19, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 27, 1979 - July 1, 1981
SOURCE SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 5/4/1984
Foreign Currency Options ExaminationSeries 12
Date: 10/27/1981
NYSE Branch Manager ExaminationCurrent Firm
GPC SECURITIES, INC.
CRD#: 14007 / SEC#: , 8-30108
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRINCETON RETIREMENT GROUP, INC. | SOLE SHAREHOLDER | |
| ALEXANDER, MARK DAVID | CHIEF FINANCIAL OFFICER & TREASURER | 2202934 |
| COCO, GLORIA JEAN ANGEL | CHIEF EXECUTIVE OFFICER & DIRECTOR | 716459 |
| DOWNING, KEVIN RINARD | CHIEF COMPLIANCE OFFICER | 2939663 |
| VARCO, DEBORAH ANN | CHIEF OPERATIONS OFFICER & DIRECTOR | 1214688 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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