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Gloria Jean Coco

CRD# 716459·Registered 1980 - 2019
Previously Registered: Being a previously registered professional could mean that Gloria is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gloria Jean Coco, who also goes by Gloria Angelstanford, Angel Coco, Gloria Jean- Angel Coco, Gloria Jeanangel Coco, Gloria Jean Angel Coco, Angel Stanford, Gloria Jean Stanford, Gloria Jean Angel Stanford, Gloria Joan Stanford, was a registered financial advisor. Gloria was a previously registered financial professional and started their career in finance 1980 - 2019. Gloria had worked at 15 firms and has passed the Series 63, SIE, Series 55, Series 5, Series 7, Series...

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gloria Angelstanford, Angel Coco, Gloria Jean- Angel Coco, Gloria Jeanangel Coco, Gloria Jean Angel Coco, Angel Stanford, Gloria Jean Stanford, Gloria Jean Angel Stanford, Gloria Joan Stanford

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

STATE FARM VP MANAGEMENT CORP.·CRD# 43036
BD
Bloomington, IL
April 5, 2019 - August 26, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
December 2, 2011 - May 17, 2017
GPC SECURITIES, INC.·CRD# 14007
BD
Atlanta, GA
November 22, 2011 - January 30, 2012
GPC SECURITIES, INC.·CRD# 14007
BD
Atlanta, GA
November 8, 2002 - November 21, 2011
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
Atlanta, GA
May 11, 1999 - October 23, 2002
KEOGLER INVESTMENT ADVISORY, INC.·CRD# 41950
BD
Atlanta, GA
January 7, 1999 - January 12, 1999
SPECIALIZED INVESTMENTS DIVISION·CRD# 45351
BD
Atlanta, GA
October 7, 1998 - May 24, 2000
KEOGLER, MORGAN & COMPANY, INC.·CRD# 16546
BD
Atlanta, GA
September 17, 1998 - January 12, 1999
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
November 2, 1995 - October 22, 2002
WORLD FINANCIAL SERVICES, INC.·CRD# 18461
BD
New York, NY
March 5, 1991 - August 3, 1995
WACHOVIA SECURITIES, INC.·CRD# 431
BD
Charlotte, NC
February 22, 1990 - January 22, 1991
DOMINICK & DICKERMAN LLC·CRD# 7344
BD
Old Greenwich, CT
October 3, 1988 - February 6, 1990
DOMIK CORP.·CRD# 223
BD
May 7, 1987 - October 3, 1988
COMMVEST SECURITIES,INC.·CRD# 13500
BD
March 12, 1986 - May 1, 1987
DOMIK CORP.·CRD# 223
BD
July 2, 1985 - November 14, 1985
JW GENESIS CLEARING CORP.·CRD# 6631
BD
November 10, 1982 - October 1, 1983
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
October 2, 1980 - December 6, 1982

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Current Firm

SF
STATE FARM VP MANAGEMENT CORP.

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036 / SEC#: 8-50128
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One State Farm Plaza, Bloomington, IL 61710-0001

Mailing Address

One State Farm Plaza, Bloomington, IL 61710-0001

Phone Number

(833) 430-8518

Established

Delaware since 11/27/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STATE FARM INVESTMENT MANAGEMENTSHAREHOLDER3487
COOK, KRISTYNEXECUTIVE VICE PRESIDENT AND DIRECTOR4215717
FARNEY, JON CHARLESPRESIDENT AND DIRECTOR2839964
GHANBARPOUR, ARASHVICE PRESIDENT AND DIRECTOR5129325
HINTZ, SCOTT ALEXANDERVICE PRESIDENT - FINANCIAL AND SECRETARY2004555
KRISCHEL, AMY LYNNASSISTANT VICE PRESIDENT4810392
LUDWIG, TERRENCE MICHAELCHIEF COMPLIANCE OFFICER AND TREASURER3231040
MINEAU, SARAHSENIOR VICE PRESIDENT AND DIRECTOR4634160
MONTGOMERY, BRADLEY DOYLESENIOR VICE PRESIDENT AND DIRECTOR2913835
PRESTON, BRIAN LYNNANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER4312143
WIEDUWILT, ANDREW PATRICKVICE PRESIDENT8074278
WILLARD, DANIEL NELSONASSISTANT SECRETARY AND COUNSEL5207081

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 5 — Interest Rate Options Examination

Passed May 1982

Series 7 — General Securities Representative Examination

Passed Sep 1980About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1997About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 1988About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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