Sheldon Grodsky
Professional Summary
Sheldon Grodsky is a registered financial advisor currently at GRODSKY ASSOCIATES, INC. located in West Orange, New Jersey. Sheldon is registered as a RR (Registered Representative) and started their career in finance in 1979. Sheldon has worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 16, Series 7, Series 14, Series 4, Series 53, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
GRODSKY ASSOCIATES, INC.
Contact Information
Main Address
29 Longview St., West Orange, NJ 07052Mailing Address
29 Longview St 2, West Orange, NJ 07052Phone Number
(973) 243-0300Established
New Jersey since 08/13/1991Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRODSKY, SHELDON | PRESIDENT, TREASURER, SECRETARY, CHIEF EXECUTIVE OFFICER, CFO, ROP, SROP, CROP, CHIEF COMPLIANCE OFFICER, FINOP | 870498 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/2/1996)
(1/26/1996)
(9/25/1995)
(10/12/1995)
(10/6/1995)
(1/5/2007)
(2/10/1993)
(2/5/1993)
(12/9/1996)
(7/25/1995)
(2/5/1996)
(2/5/1996)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2001SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sheldon Grodsky's CRS (Customer Relationship Summary).
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