Bradley R. Laue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Russell Laue, who also goes by Brad Laue, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1979. Bradley had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2006 - December 31, 2020
LAUE CAPITAL MANAGEMENT INC
June 6, 1991 - August 12, 1994
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 10, 1989 - April 23, 1991
FSC SECURITIES CORPORATION
April 7, 1988 - July 13, 1989
INTERCAL SECURITIES CO.
October 30, 1984 - April 6, 1988
YATES, DOWNER, DYER & KIRKPATRICK, INC.
November 18, 1983 - September 26, 1984
PRUDENTIAL EQUITY GROUP, LLC
August 24, 1979 - December 14, 1983
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAUE CAPITAL MANAGEMENT INC
CRD#: 112689 / SEC#: 801-46957
Contact information
Red Flags
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