Susan M. Debruin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Mary Debruin, who also goes by Susan M Debruin, Susan M Glasheen, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1979. Susan had worked at 6 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2014 - May 31, 2024
TRUSTAGE INVESTMENT MANAGEMENT
August 9, 2011 - December 22, 2014
CUNA BROKERAGE SERVICES, INC.
October 10, 2005 - May 31, 2024
CUNA BROKERAGE SERVICES, INC.
March 18, 2002 - January 24, 2005
FBL MARKETING SERVICES, LLC
August 23, 1985 - October 31, 2001
SENTRY EQUITY SERVICES, INC.
August 24, 1979 - April 24, 1984
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 24, 1979 - April 24, 1984
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 8/20/1979
Registered Representative ExaminationCurrent Firm
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 363 |
| AUM (Assets Under Management) | $ 37,252,230,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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