HG
Hugh Gross
SCEPTER FINANCIAL GROUP
Los Angeles, CA 90066-5172
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CRD#: 869933
HG
Professional summary
Hugh Gross, who also goes by Hugh Richard Gross, is a registered financial advisor currently at SCEPTER FINANCIAL GROUP, LLC located in Los Angeles, California.
Hugh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Hugh has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hugh Richard Gross
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Hugh Gross, CPA, Owner, not investment related, started October 2013, works approximately 80 hours per month with some during market hours.
2) Good Start Entertainment, Producer, not investment related, started January 2010, less than 5 hours per month with generally no time during market hours.
3) Private Lenders Group, Owner, not investment related, started November, 2003 approx. 40 hours per month with some during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Hugh Gross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2018 - Present
SCEPTER FINANCIAL GROUP, LLC
Office #1: 13101 West Washington Blvd., #418, Los Angeles, CA 90066-5172RIA
CRD#: 294031
Los Angeles, CA
Past
June 11, 2013 - December 31, 2021
SCEPTER FINANCIAL GROUP
RIA
CRD#: 166677
LOS ANGELES, CA
Past
January 14, 2002 - December 3, 2005
HUGH GROSS CAPITAL MANAGEMENT LLC
RIA
CRD#: 118041
VENICE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/11/2018)
Current Firm
SF
SCEPTER FINANCIAL GROUP, LLC
SCEPTER FINANCIAL GROUP, LLC
CRD#: 294031 / SEC#:
California
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Contact information
Main Address
13101 W. Washington Blvd #418, Los Angeles, CA 90066-5172
Mailing Address
P.o. Box 5217, Santa Monica, CA 90409-5217
Phone number
(310) 566-7026
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 9,337,611 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn | 8/10/2018 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
