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RC

Robert L. Constant

JEFFERIES INVESTMENT ADVISERS LLC
New York, NY 10022
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CRD#: 869897
RC

Professional summary


Robert Louis Constant, who also goes by Robert L Constant, Constant Louis Robert Louis, is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in New York, New York and JEFFERIES LLC located in New York, New York.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Robert has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Robert L Constant | Constant Louis Robert Louis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Robert Louis Constant's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 24, 2023 - Present

JEFFERIES INVESTMENT ADVISERS LLC

Office #1: 520 Madison Avenue, New York, NY 10022
RIA
CRD#: 325421
New York, NY
Current

April 9, 2012 - Present

JEFFERIES LLC

Office #1: 520 Madison Avenue, New York, NY 10022
BD
CRD#: 2347
NEW YORK, NY
Past

August 11, 2021 - August 14, 2023

LEUCADIA ASSET MANAGEMENT LLC

RIA
CRD#: 121767
NEW YORK, NY
Past

November 3, 2000 - May 1, 2012

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

August 29, 2000 - January 17, 2003

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

July 1, 1998 - August 30, 2000

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

September 1, 1995 - July 1, 1998

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541
NEW YORK, NY
Past

September 8, 1989 - August 18, 1995

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

July 3, 1984 - September 21, 1989

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

February 16, 1982 - July 5, 1984

KUHNS BROTHERS & LAIDLAW, INC.

BD
CRD#: 1481
Past

November 3, 1981 - February 25, 1982

ROONEY, PACE INC.

BD
CRD#: 6218
Past

July 6, 1979 - September 12, 1981

JOHN MUIR & CO.

BD
CRD#: 2837

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421 / SEC#: 801-127656

RIA
Registered Investment Advisory firm - (4/20/2023 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/9/2012)
IAR
California
(8/22/2025)
RR
Colorado
(9/5/2025)
RR
Connecticut
(4/9/2012)
IAR
Connecticut
(8/22/2025)
RR
Delaware
(4/12/2012)
RR
Florida
(9/4/2025)
RR
Georgia
(9/5/2025)
RR
Illinois
(9/8/2025)
RR
Massachusetts
(9/3/2025)
RR
New Jersey
(9/3/2025)
RR
New York
(4/9/2012)
IAR
New York
(5/24/2023)
RR
North Carolina
(4/9/2012)
IAR
North Carolina
(8/28/2025)
RR
Oregon
(9/4/2025)
RR
Tennessee
(9/4/2025)
RR
Texas
(9/4/2025)
RR
Virginia
(9/4/2025)
RR
Washington
(9/3/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 12/9/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421 / SEC#: 801-127656

RIA
Registered Investment Advisory firm - (4/20/2023 Approved)
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Contact information


Main Address
520 Madison Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 284-2300
Established
Firm type
Fiscal year end
# of Employees
135

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JEFFERIES INVESTMENT ADVISERS LLC - WRAP FEE BROCHURE (2/27/2025)

Regulatory assets under management


Total Number of Accounts2,081
AUM (Assets Under Management)$ 3,402,872,417

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421New York, NY 10022

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