Donald C. Froehling
Professional summary
Donald Carl Froehling, CFP®, who also goes by Donald C Froehling, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Chicago, Illinois.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1979. Donald has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Carl Froehling's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1989
Experience
November 12, 2008 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 8770 W Brynmawr Suite 1300, Chicago, IL 60631March 8, 1998 - January 30, 2008
CINCINNATI ANALYSTS, INC.
March 12, 1986 - May 13, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
March 28, 1985 - January 30, 2008
CINCINNATI ANALYSTS, INC.
July 24, 1984 - May 23, 1985
SIGNATOR INVESTORS, INC.
August 1, 1979 - July 13, 1984
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2016)
(4/10/2019)
(3/29/2011)
(3/22/2011)
(11/13/2008)
(6/24/2019)
(10/2/2024)
(8/21/2014)
(12/3/2008)
Exams
Series 1
Date: 7/23/1979
Registered Representative ExaminationFINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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