Charlene P. Helba

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CRD#: 869354

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charlene Patrice Helba, who also goes by Charlene Patrice Beckwitt, Charlene Beckwitt, Charlene P Beckwitt Helba, Charlene Beckwitt Helba, was a registered financial professional .

Charlene is a previously registered financial professional and started their career in finance in 1979. Charlene had worked at 3 firms and has passed the Series 63, Series 6, Series 1, Series 26, Series 39 and F04 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Charlene Patrice Beckwitt | Charlene Beckwitt | Charlene P Beckwitt Helba | Charlene Beckwitt Helba

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 15, 1999 - September 23, 2016

PITTSBURGH FINANCIAL PLANNERS, INC.

RIA

CRD#: 14155

BRIDGEVILLE, PA

Past

October 18, 1983 - June 1, 2011

PITTSBURGH FINANCIAL PLANNERS, INC.

CRD#: 14155

BRIDGEVILLE, PA

Past

March 23, 1981 - December 6, 1983

A.G.P. / ALLIANCE GLOBAL PARTNERS

CRD#: 8361

Past

August 1, 1979 - August 23, 1981

GLOBAL INVESTOR SECURITIES, INC.

CRD#: 7514

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PITTSBURGH FINANCIAL PLANNERS, INC.

CRD#: 14155 / SEC#: 801-123722, 8-30451

RIA

Registered Investment Advisory firm - SEC (4/15/2022 Approved)

Florida

Registered Investment Advisory firm - SEC (12/11/2015 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (4/19/2022 Terminated)

Maryland

Registered Investment Advisory firm - SEC (12/7/2020 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (9/3/2019 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/18/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/19/2022 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/18/2022 Terminated)

Terminated by SEC on 07/31/2011

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/25/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/8/1985

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 1

Date: 7/27/1979

Registered Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/9/1986

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 39

Date: 8/20/1981

Direct Participation Programs Principal Examination

Principal/Supervisory Exam

F04

Date: 6/27/1980

Financial Principal Examination

Current Firm

PITTSBURGH FINANCIAL PLANNERS, INC.

CRD#: 14155 / SEC#: 801-123722, 8-30451

RIA

Registered Investment Advisory firm - SEC (4/15/2022 Approved)

Florida

Registered Investment Advisory firm - SEC (12/11/2015 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (4/19/2022 Terminated)

Maryland

Registered Investment Advisory firm - SEC (12/7/2020 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (9/3/2019 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/18/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/19/2022 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/18/2022 Terminated)

Terminated by SEC on 07/31/2011

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Contact information

Main Address

1195 Washington Pike Suite 100, Bridgeville, PA 15017

Mailing Address

Phone number

(412) 220-1690

Established

Pennsylvania since 07/14/1983

Firm type

Corporation

Fiscal year end

June

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PITTSBURGH FINANCIAL PLANNERS, INC. ADV PART 2A (3/27/2025)

Direct owners and executive officers

Name	Position	CRD#
HELBA, CHARLENE PATRICE	PRESIDENT/ SOLE PRINCIPAL /CHIEF COMPLIANCE OFFICER	869354
HELBA, JAMES JR	BENEFICIAL OWNER ONLY	242127

Regulatory assets under management

Total Number of Accounts	500
AUM (Assets Under Management)	$ 160,622,430

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charlene P. Helba

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PITTSBURGH FINANCIAL PLANNERS, INC.

A.G.P. / ALLIANCE GLOBAL PARTNERS

GLOBAL INVESTOR SECURITIES, INC.

Primary Firm SEC Registration

PITTSBURGH FINANCIAL PLANNERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/25/1983

Series 6

Date: 2/8/1985

Series 1

Date: 7/27/1979

Series 26

Date: 7/9/1986

Series 39

Date: 8/20/1981

F04

Date: 6/27/1980

Current Firm

PITTSBURGH FINANCIAL PLANNERS, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

PITTSBURGH FINANCIAL PLANNERS, INC.

TRUST BUT VERIFY

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