JM
John N. Marcheso
CENTAURUS FINANCIAL
Vero Beach, FL
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CRD#: 869337
JM
Professional summary
John Noel Marcheso is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Vero Beach, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. John has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 62, Series 22, Series 6, Series 52 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MARCHESO AND ASSOCIATES, INC., NON-INVESTMENT RELATED, 320 E. NEIDER, COEUR D' ALENE, ID 83815, DBA FOR MARKETING AND BRANDING PURPOSES ONLY, SINCE 5/1/2019. 2. CGM RISK MANAGEMENT, NON-INVESTMENT RELATED, 320 E. NEIDER, COEUR D ALENE,ID 83815, PROPERTY AND CASUALTY, PRINCIPLE, SINCE 5/15/2018, DEVOTED TIME IS 5 HOURS A MONTH, OFFER PROPERTY AND CASUALTY PRODUCTS TO MY CLIENTS AND PROSPECTS. 3. JOHN MARCHESO, NON-INVESTMENT RELATED, 320 E. NEIDER, COEUR D ALENE, ID 83814, SELLING MEDICARE SUPPLEMENTS, AGENT, SINCE 10/1/2014, DEVOTED TIME IS 2 HRS A MONTH. 4. MARCHESO AND THEW FINANCIAL ADVISERS LLC, INVESTMENT RELATED, 320 E. NEIDER AVE., SUITE 103, COEUR D'ARLENE, ID 83815, PRELIMINARY STEP TO MERGING OUR PRACTICES, MANAGING PARTNER, SINCE 9/15/2015, DEVOTED TIME IS 5 HRS A MONTH. 5. THE LAKES AT HERON LL, BOARD MEMBER, SINCE 3/1/2005, 850 W. IRONWOOD DR., COEUR D ALENE, ID 83814, REVIEW MARKET PLACE CONDITIONS, PAY TAXES AND INSURANCE, HOLD LAND FOR FUTURE DEVELOPMENT WITH THE INTENT TO SELL IN THE FUTURE, DEVOTED TIME IS 2 HRS A MONTH, NON-INVESTMENT RELATED. 6. JOHN MARCHESO AND ASSOC., INC., PRESIDENT, SINCE 1/1/1992, COEUR D ALENE, IDAHO 83814, MANAGE MY PRACTICE, DEVOTED TIME IS 5 HRS A MONTH, NON-INVESTMENT RELATED. 7. XTREME TECH LLC, DIRECTOR, SINCE 6/1/1998, 11495 N. WARREN, HAYDEN, ID 83835, DIRECTOR RESPONSIBILITY LIKE PLANNING OBJECTIVES AND GROWTH OPTIONS, DEVOTED TIME IS 4 HRS A MONTH, NON-INVESTMENT RELATED. 8. TREO DEVELOPEMENT LLC, MEMBER, SINCE 9/1/2007, 850 W. IRONWOOD DR., COEUR D ALENE, ID 83814, REALESTATE DEVELOPMENT, DEVOTED TIME 0, NO DUTIES AT THIS TIME, NON-INVESTMENT RELATED. 9. MARCHESO AND ASSOCIATES WEALTH MANAGEMENT, NON-INVESTMENT RELATED, 320 E. NEIDER, COEUR D' ALENE, ID 83815, DBA FOR MARKETING AND BRANDING PURPOSES ONLY, SINCE 10/1/2019. 10. THE LAKES AT HERON LLC POSITION: Managing Member NATURE: Hold land for future sale INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2004 ADDRESS: 5159 W VILLAGE BLVD, Rathdrum ID 83858-7824, United States DESCRIPTION: none at this time except list the property
CRS (Client Relationship Summary) - RIA
Click below to view John Noel Marcheso's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Noel Marcheso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 14, 2002 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Vero Beach, FL
Current
December 1, 2000 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2300 E. Katella Avenue Suite #200, Anaheim, CA 92806RIA
BD
CRD#: 30833
ANAHEIM, CA
Past
May 17, 1983 - December 21, 2000
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/1/2000)
IAR
Florida(1/5/2011)
RR
Idaho(12/1/2000)
IAR
Idaho(6/14/2002)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 11/5/2009
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
