Scott G. Johnston
Professional summary
Scott George Johnston is a registered financial professional currently at MBS CAPITAL MARKETS, LLC located in Tampa, Florida.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1979. Scott has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott George Johnston's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2011 - Present
MBS CAPITAL MARKETS, LLC
Office #1: 1902 S. Macdill Avenue, Tampa, FL 33629September 5, 2006 - June 7, 2010
STEPHENS
February 27, 2004 - November 16, 2005
RBC CAPITAL MARKETS, LLC
February 27, 2004 - November 16, 2005
RBC CAPITAL MARKETS, LLC
November 24, 1992 - February 27, 2004
WILLIAM R. HOUGH & CO.
July 27, 1979 - February 27, 2004
WILLIAM R. HOUGH & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2011)
(4/20/2020)
(9/29/2011)
(9/29/2011)
(1/31/2013)
(8/1/2011)
(9/29/2011)
(9/29/2011)
(9/29/2011)
(9/29/2011)
(9/29/2011)
(9/29/2011)
(9/29/2011)
(9/29/2011)
(6/5/2024)
(1/23/2015)
(1/31/2013)
(9/29/2011)
Exams
FINRA
Current Firm
MBS CAPITAL MARKETS, LLC
CRD#: 155065 / SEC#: , 8-68690
Contact information
FINRA licenses (21 States and Territories)
Red Flags
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Company Information
MBS CAPITAL MARKETS, LLC
CRD#: 155065Tampa, FL 33629TRUST BUT VERIFY
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