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Scott George Johnston

MBS CAPITAL MARKETS
TAMPA, FL
·CRD# 869308·47 years experience

Professional Summary

Scott George Johnston is a registered financial advisor currently at MBS CAPITAL MARKETS, LLC located in Tampa, Florida. Scott is registered as a RR (Registered Representative) and started their career in finance in 1979. Scott has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 24 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

MBS CAPITAL MARKETS, LLC·CRD# 155065
BD
1902 S. Macdill Avenue, Tampa, FL 33629
August 1, 2011 - Present
STEPHENS·CRD# 3496
BD
St Petersburg, FL
September 5, 2006 - June 7, 2010
RBC CAPITAL MARKETS, LLC·CRD# 31194
RIA
St. Petersburg, FL
February 27, 2004 - November 16, 2005
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
February 27, 2004 - November 16, 2005
WILLIAM R. HOUGH & CO.·CRD# 2235
RIA
St Petersburg, FL
November 24, 1992 - February 27, 2004
WILLIAM R. HOUGH & CO.·CRD# 2235
BD
St. Petersburg, FL
July 27, 1979 - February 27, 2004

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Current Firm

MC
MBS CAPITAL MARKETS, LLC

MBS CAPITAL MARKETS, LLC

CRD#: 155065 / SEC#: 8-68690
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1902 S. Macdill Avenue, Tampa, FL 33629

Mailing Address

1902 S. Macdill Avenue, Tampa, FL 33629

Phone Number

(813) 281-2700

Established

Florida since 07/21/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BULLEIT, EDWIN MURRAYMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/MUNICIPAL PRINCIPAL/MANAGING MEMBER/AML OFFICER/FINOP1452847
SEALY, BRETT A.MANAGING PARTNER2526344

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/29/2011)
RR
Arizona
(4/20/2020)
RR
California
(9/29/2011)
RR
Colorado
(9/29/2011)
RR
Connecticut
(1/31/2013)
RR
Florida
(8/1/2011)
RR
Illinois
(9/29/2011)
RR
Maryland
(9/29/2011)
RR
Massachusetts
(9/29/2011)
RR
Minnesota
(9/29/2011)
RR
New Jersey
(9/29/2011)
RR
New York
(9/29/2011)
RR
Pennsylvania
(9/29/2011)
RR
South Carolina
(9/29/2011)
RR
Texas
(1/23/2015)
RR
Utah
(1/31/2013)
RR
Virginia
(9/29/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1989About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Jul 1979About the Series 52 exam

Series 24 — General Securities Principal Examination

Passed Jul 1989About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed May 1989About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott George Johnston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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