Michael S. Velaney
Professional summary
Michael Steven Velaney is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Austin, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1981. Michael has worked at 12 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Steven Velaney's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2014 - Present
NATALLIANCE SECURITIES, LLC
Office #1: 3101 Bee Cave Rd Suite 270, Austin, TX 78746December 12, 2005 - July 25, 2014
TEJAS SECURITIES GROUP, INC.
May 6, 2005 - November 21, 2005
CUMBERLAND BROKERAGE CORPORATION
October 1, 2002 - February 14, 2005
BERGEN CAPITAL, INC.
July 18, 2001 - September 30, 2002
TEJAS SECURITIES GROUP, INC.
March 5, 2001 - July 31, 2001
AUERBACH, POLLAK & RICHARDSON INC.
June 2, 1999 - January 11, 2001
TEJAS SECURITIES GROUP, INC.
March 26, 1996 - March 22, 1999
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
January 11, 1995 - February 29, 1996
RICKEL & ASSOCIATES, INC.
October 17, 1990 - December 21, 1994
MARION BASS SECURITIES CORPORATION
August 25, 1989 - September 28, 1990
PRUDENTIAL EQUITY GROUP, LLC
May 24, 1989 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
May 21, 1984 - September 28, 1990
PRUDENTIAL EQUITY GROUP, LLC
February 6, 1984 - April 12, 1984
E. G. FRANCES CO., INC.
August 13, 1981 - December 27, 1983
HERETH, ORR & JONES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2014)
(10/8/2014)
(7/29/2014)
(7/29/2014)
(8/12/2014)
(8/12/2014)
(9/30/2014)
(10/8/2014)
(8/4/2014)
(7/29/2014)
(8/4/2014)
(8/4/2014)
(8/4/2014)
(8/4/2014)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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