Martin G. Leclerc

BARRACK YARD ADVISORS

Chevy Chase, MD 20815

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CRD#: 869229

Professional summary

Martin Gerard Leclerc is a registered financial advisor currently at BARRACK YARD ADVISORS, LLC located in Chevy Chase, Maryland.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Martin has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 15, Series 3, Series 5, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Gerard Leclerc's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2014 - Present

BARRACK YARD ADVISORS, LLC

Office #1: 5480 Wisconsin Avenue Suite 216, Chevy Chase, MD 20815

RIA

CRD#: 173536

Chevy Chase, MD

Past

May 6, 2016 - September 18, 2023

PICKWICK CAPITAL PARTNERS, LLC

CRD#: 130672

Chevy Chase, MD

Past

October 11, 2011 - December 8, 2014

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

WILMINGTON, DE

Past

June 7, 2011 - December 16, 2014

REALTA EQUITIES, INC.

CRD#: 23769

BRYN MAWR, PA

Past

February 7, 2007 - February 24, 2010

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

PHILADELPHIA, PA

Past

May 8, 2006 - February 24, 2010

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

PHILADELPHIA, PA

Past

May 27, 2003 - May 9, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SAN FRANCISCO, CA

Past

May 27, 2003 - May 9, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SAN FRANCISCO, CA

Past

April 5, 2002 - May 12, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 20, 2000 - April 3, 2002

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

April 13, 2000 - May 15, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 23, 1994 - March 14, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 27, 1979 - June 21, 1994

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(11/18/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 1/4/2017

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 15

Date: 8/20/1986

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 4/2/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 7/21/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 5/18/1984

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

BARRACK YARD ADVISORS, LLC

BARRACK YARD ADVISORS LLC | BARRACK YARD ADVISORS, LLC

CRD#: 173536 / SEC#:

District of Columbia

Registered Investment Advisory firm - (10/20/2025 Terminated)

Maryland

Registered Investment Advisory firm - (11/18/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/8/2020 Terminated)

Virginia

Registered Investment Advisory firm - (1/28/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5480 Wisconsin Avenue Suite 216, Chevy Chase, MD 20815

Mailing Address

Attn: Tradepmr Po Box 358230, Gainesville, FL 32635-8230

Phone number

(202) 870-9566

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 66,535,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martin G. Leclerc

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Gerard Leclerc's CRS (Customer Relationship Summary).

Certified licenses

Experience

PICKWICK CAPITAL PARTNERS, LLC

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/2003

Series 63

Date: 8/10/1979

SIE

Date: 10/1/2018

Series 79

Date: 1/4/2017

Series 15

Date: 8/20/1986

Series 3

Date: 4/2/1985

Series 5

Date: 12/11/1982

Series 7

Date: 7/21/1979

Series 8

Date: 5/18/1984

Current Firm

BARRACK YARD ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARRACK YARD ADVISORS, LLC

TRUST BUT VERIFY

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