Arthur M. Cohen

ARTHUR M. COHEN & ASSOCIATES LLC

NORTHBROOK, IL 60062

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CRD#: 869197

Professional summary

Arthur Mark Cohen, CFP® is a registered financial advisor currently at ARTHUR M. COHEN & ASSOCIATES LLC located in Northbrook, Illinois.

Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Arthur has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Investment Planning

Tax Planning

Estate Planning

Budgeting

Retirement Planning

Education Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Mark Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

September 5, 1997 - Present

ARTHUR M. COHEN & ASSOCIATES LLC

Office #1: 1033 Skokie Boulevard, Suite 200, Northbrook, IL 60062Office #2: 1033 Skokie Boulevard Ste 200, Northbrook, IL 60062

RIA

CRD#: 105894

NORTHBROOK, IL

Past

July 27, 1979 - September 5, 1985

MERCER ALLIED CORPORATION

CRD#: 7829

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARTHUR M. COHEN & ASSOCIATES LLC

ARTHUR M. COHEN & ASSOCIATES LLC | COHEN ARTHUR MARK | COHEN ARTHUR M & ASSOCIATES

CRD#: 105894 / SEC#: 801-35752

RIA

Registered Investment Advisory firm - (1/12/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/5/1997)

IAR

Texas
(4/24/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/28/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/1979

General Securities Representative Examination

Current Firm

ARTHUR M. COHEN & ASSOCIATES LLC

ARTHUR M. COHEN & ASSOCIATES LLC | COHEN ARTHUR MARK | COHEN ARTHUR M & ASSOCIATES

CRD#: 105894 / SEC#: 801-35752

RIA

Registered Investment Advisory firm - (1/12/1990 Approved)

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Contact information

Main Address

1033 Skokie Boulevard Ste 200, Northbrook, IL 60062

Mailing Address

Phone number

(847) 480-2990

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts	831
AUM (Assets Under Management)	$ 1,021,018,577

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/09/2025	Cover Page	Report
12/20/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/13/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Arthur M. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Mark Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARTHUR M. COHEN & ASSOCIATES LLC

MERCER ALLIED CORPORATION

Primary Firm SEC Registration

ARTHUR M. COHEN & ASSOCIATES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/28/1979

Series 7

Date: 7/21/1979

Current Firm

ARTHUR M. COHEN & ASSOCIATES LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ARTHUR M. COHEN & ASSOCIATES LLC

TRUST BUT VERIFY

Contact information

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