Alex W. Seiler
Professional summary
Alex Werner Seiler, who also goes by Alex W Seiler, is a registered financial professional currently at ANOS CAPITAL, LLC located in New York, New York.
Alex is registered as a RR (Registered Representative) and started their career in finance in 1979. Alex has worked at 10 firms and has passed the Series 63, SIE, Series 7TO, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alex Werner Seiler's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2024 - Present
ANOS CAPITAL, LLC
Office #1: 405 Lexington Avenue 9th Floor, New York, NY 10174May 20, 2014 - May 18, 2017
AUERBACH GRAYSON & COMPANY LLC
October 2, 2013 - May 15, 2014
FIRST LIBERTIES FINANCIAL
October 17, 2011 - July 5, 2013
DOMINICK & DICKERMAN LLC
March 9, 2010 - September 8, 2011
MERRIMAN CAPITAL, INC.
September 21, 2006 - April 10, 2007
HSBC SECURITIES (USA) INC.
August 3, 1994 - January 22, 2003
MORGAN STANLEY & CO. LLC
September 20, 1989 - March 27, 1991
UBS SECURITIES LLC
October 20, 1982 - August 8, 1989
CREDIT SUISSE SECURITIES (USA) LLC
July 25, 1979 - September 7, 1982
FIRST MANHATTAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/15/2024
General Securities Representative ExaminationFINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
ANOS CAPITAL, LLC
CRD#: 284714 / SEC#: , 8-69809
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANOS HOLDINGS, LLC | OWNER | |
| DALLAL, JEFFREY HARON | PRESIDENT/CHIEF OPERATING OFFICER | 2316096 |
| DANIELE, EDWARD ROBERT | CHIEF COMPLIANCE OFFICER/AML OFFICER | 1224878 |
| EMMERICH, CLIFFORD GENNARO | SENIOR MANAGING DIRECTOR HEAD OF SALES AND TRADING | 2412767 |
| IANNUCCI, MICHAEL CHRISTOPHER | IA TRANSITION MANAGEMENT | 4709972 |
| PAPATSOS, JOHN NICK | FINOP | 4416912 |
| RIVELLI, DOUGLAS DUVALL | CHIEF EXECUTIVE OFFICER | 2174199 |
Red Flags
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